Requirements for order tickets
This example shows three important things which need to be in place for order tickets, to apply with the EU-MiFID regulations.- When the customer wants to trade a complex AssetType, the customer must be warned that specific knowledge about this AssetType is required.
- The customer must have the option to examine a cost breakdown of the transaction and holding the asset for 1 year.
- If there is documentation about the asset (PRIIPS/KIID), the customer must have the option to download this.
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